Claims Management
From FCA applications to ongoing oversight, our experts are here when you need them.
Helping you navigate FCA rules with confidence
Understanding FCA oversight in the Claims Sector
The claims management sector is subject to strict FCA regulation, requiring firms to operate with fairness, transparency, and full compliance at all times.
Whether you’re applying for FCA authorisation or need ongoing support, The Compliance Guys provide expert guidance to help you navigate complex regulations with confidence.
The risks of non-compliance
This is a highly regulated sector, and FCA expectations are constantly evolving. Any lapse in compliance can lead to serious consequences – ranging from penalties and reputational damage to being unable to continue trading.
Who we support
We work with a wide range of firms, including:
Claims management companies
Legal service providers
Financial claims specialists
Our role is to help ensure they meet all FCA requirements and maintain strong reputations while protecting their clients.
Staying ahead of regulatory changes
With the FCA placing growing scrutiny on the sector, firms must maintain consistently high compliance standards to continue operating.
Our tailored support helps you stay up to date with your obligations while focusing on delivering exceptional service to your clients.
How we can help you
FCA Authorisation Support
We assist firms in the application process to assure that all regulatory requirements are met.
Ongoing Compliance Monitoring
We can provide regular compliance, health cheques, governance framework reviews and regulatory reporting to make sure your business is always on track.
Claims Handling Compliance
The Compliance Guys ensure that firms follow FCA-mandated procedures, including fair customer treatment and dispute resolution.
Client Money Handling
Helping firms to meet regulatory obligations regarding client funds and financial transactions.
Risk & Vulnerability Management
Our team can support your firm in identifying, assessing and managing any potential risks to maintain compliance.
Adherence to Key FCA Regulations
The experts at The Compliance Guys can ensure your business is compliant with SYSC, CONC, DISP and other relevant FCA guidelines.
We handle the complexities of claims management compliance, so you can focus on providing exceptional service to your clients.
Get in touch, it's free to chat...
Give us a call on 01792 926 040 or fill out the form and one of the team will be in touch.
Alternatively, feel free to connect with us on LinkedIn.
